# American Portfolios Financial Services: fundraiser

> American Portfolios Financial Services placed 7 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/american-portfolios-financial-services (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / American Portfolios Financial Services

Fundraiser Registered broker-dealer

# American Portfolios Financial Services

FINRA 18487 · placing rounds since Mar 2016

**7** company rounds placed

**3** in the last two years, last Mar 2026

**$2.8B** sold in the rounds they placed

**8.5%** typical commission; the median firm takes 4.9%

Named on 21 Form D filings as paid to sell the offering: 7 for operating companies, 1 for funds, 13 for real estate. 5 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q4 **2** 26Q1

## What they place

- Oil and Gas **33%**
- Insurance **25%**
- Other Technology **25%**
- Biotechnology **8%**
- Pharmaceuticals **8%**

## How big the rounds are

- Under $1M **2**
- $1M to $5M **2**
- $5M to $20M **2**
- $20M to $100M **2**
- $100M+ **3**

## Where the companies are

**NY** 5 **OH** 2 **TX** 2 **FL** 1 **IL** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/american-portfolios-financial-services)[Everything, funds and real estate too](https://millionrounds.com/providers/american-portfolios-financial-services?show=all)

Filed Issuer Industry Sold

Mar 2026 New York Life Insurance & Annuity Corp Agents: American Portfolios Financial Services Insurance **$136M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: American Portfolios Financial Services Insurance **$505M**

Dec 2025 HNW PPVA Series Account - 1 Agents: American Portfolio Financial Advisors Inc Insurance **$2.1B**

Jun 2019 Mewbourne Energy Partners 19-A, L.P. Oil and Gas **$3.1M**

Jun 2018 Mewbourne Energy Partners 18-A, L.P. Oil and Gas **$960k**

Apr 2018 Mohawk Group, Inc. Other Technology **$26M**

Jun 2017 Tapimmune Inc Biotechnology **$6.2M**

Aug 2015 ViewRay, Inc. Agents: American Portfolios Financial Services, Inc. Other Technology **$2.7M**

Aug 2015 ViewRay, Inc. Agents: American Portfolios Financial Services, Inc. Other Technology **$27M**

Dec 2014 Pieris Pharmaceuticals, Inc. Agents: Katalyst Securities LLC Pharmaceuticals **$14M**

Sept 2014 APX Drilling Partners 2014-B, LP Oil and Gas **$85k**

Apr 2014 APX Drilling Partners 2014-A, LP Oil and Gas **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**M Holdings Securities Inc.** 4 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**The Strategic Financial Alliance, Inc.** 4 rounds together](https://millionrounds.com/providers/the-strategic-financial-alliance-inc)[**Dinosaur Financial Group, L.L.C.** 4 rounds together](https://millionrounds.com/providers/dinosaur-financial-group-l-l-c)[**Katalyst Securities LLC** 4 rounds together](https://millionrounds.com/providers/katalyst-securities-llc)[**Berthel, Fisher & Company Financial Services, Inc.** 4 rounds together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**ARETE Wealth Management LLC** 3 rounds together](https://millionrounds.com/providers/arete-wealth-management-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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