# AGES Financial Services, Inc.: fundraiser

> AGES Financial Services, Inc. placed 15 company rounds filed with the SEC, most recently Nov 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ages-financial-services-inc (Millionrounds; every figure on the page links to its filing or article)

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# AGES Financial Services, Inc.

FINRA 15427 · placing rounds since Jan 2017

**15** company rounds placed

**0** in the last two years, last Nov 2023

**$84M** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 32 Form D filings as paid to sell the offering: 15 for operating companies, 17 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4

## What they place

- Other Technology **27%**
- Oil and Gas **20%**
- Biotechnology **20%**
- Lodging and Conventions **13%**
- Other **7%**
- Other Health Care **7%**
- Manufacturing **7%**

## How big the rounds are

- Under $1M **1**
- $1M to $5M **7**
- $5M to $20M **2**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**TX** 3 **CA** 2 **AZ** 2 **NY** 2 **NJ** 1 **FL** 1 **OR** 1 **PA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ages-financial-services-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/ages-financial-services-inc?show=all)

Filed Issuer Industry Sold

Nov 2023 TOMI Environmental Solutions, Inc. Biotechnology **$2.6M**

Mar 2023 ShelterZoom Corp. Other Technology **$3.5M**

Oct 2022 MamaMancini's Holdings, Inc. Other **$1.2M**

Nov 2021 Interlink Electronics Inc Other Technology **$3.0M**

Aug 2020 HH Acquisitions CS LLC Lodging and Conventions **-**

Feb 2020 Viking Energy Group, Inc. Oil and Gas **-**

Feb 2020 Viking Energy Group, Inc. Oil and Gas **$5.0M**

May 2019 Bos Better Online Solutions Ltd Agents: RHK CAPITAL Other Technology **$1.0M**

May 2019 HH Acquisitions CS LLC Lodging and Conventions **-**

Mar 2019 Sagacity Golf Technologies, Inc. Other Technology **$1.1M**

Aug 2018 Delcath Systems, Inc. Agents: NA Biotechnology **$1.6M**

Jul 2018 Parallax Health Sciences, Inc. Other Health Care **$600k**

Mar 2018 Bedrock Manufacturing Company, LLC Agents: CoveView Advisors, LLC Manufacturing **$59M**

Oct 2017 Health-Right Discoveries, Inc. Agents: RHK Capital, LLC Biotechnology **$5.0M**

Jan 2017 MDS 2017-Marcellus Shale Development, LP Oil and Gas **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**ARETE Wealth Management LLC** 1 round together](https://millionrounds.com/providers/arete-wealth-management-llc)[**Ausdal Financial Partners, Inc.** 1 round together](https://millionrounds.com/providers/ausdal-financial-partners-inc)[**Berthel, Fisher & Company Financial Services, Inc.** 1 round together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**Cabot Lodge Securities, LLC** 1 round together](https://millionrounds.com/providers/cabot-lodge-securities-llc)[**Cambridge Investment Research, Inc.** 1 round together](https://millionrounds.com/providers/cambridge-investment-research-inc)[**Allen & Company LLC** 1 round together](https://millionrounds.com/providers/allen-and-company-llc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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