# Aegis Capital Corp.: fundraiser

> Aegis Capital Corp. placed 101 company rounds filed with the SEC, most recently Jan 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/aegis-capital-corp (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Aegis Capital Corp.

Fundraiser Registered broker-dealer

# Aegis Capital Corp.

FINRA 15007 · placing rounds since Apr 2016

**101** company rounds placed

**13** in the last two years, last Jan 2026

**$1.8B** sold in the rounds they placed

**9.0%** typical commission; the median firm takes 4.9%

Named on 165 Form D filings as paid to sell the offering: 101 for operating companies, 59 for funds, 5 for real estate. 5 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**3** 23Q2 **4** 23Q3 **6** 23Q4 **3** 24Q1 **10** 24Q3 **4** 24Q4 **2** 25Q1 **1** 25Q2 **4** 25Q3 **2** 25Q4 **1** 26Q1

## What they place

- Other Technology **29%**
- Biotechnology **19%**
- Other **17%**
- Pharmaceuticals **13%**
- Other Health Care **13%**
- Retailing **6%**
- Telecommunications **3%**

## How big the rounds are

- Under $1M **17**
- $1M to $5M **46**
- $5M to $20M **43**
- $20M to $100M **15**
- $100M+ **2**

## Where the companies are

**CA** 32 **NJ** 17 **FL** 16 **NY** 11 **PA** 5 **IL** 5 **TX** 4 **NC** 3

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/aegis-capital-corp)[Everything, funds and real estate too](https://millionrounds.com/providers/aegis-capital-corp?show=all)

Filed Issuer Industry Sold

Jan 2026 SOBR Safe, Inc. Other **$2.0M**

Nov 2025 Super League Enterprise, Inc. Other Technology **$20M**

Oct 2025 Sharps Technology Inc. Other Health Care **$411M**

Sept 2025 Prometheum, Inc. Other Banking and Financial Services **-**

Aug 2025 Empery Digital, Inc. Other **$501M**

Aug 2025 Aeropost Holding Corp Other **$500k**

Jul 2025 Viewbix Inc. Agents: Aegis Capital Corp. Other Technology **$8.9M**

Apr 2025 Aeropost Holding Corp Other **$500k**

Mar 2025 SciSparc Ltd. Pharmaceuticals **$4.2M**

Jan 2025 Zoomcar Holdings, Inc. Other **$5.5M**

Dec 2024 Zoomcar Holdings, Inc. Other **$9.2M**

Nov 2024 Cyngn Inc. Other Technology **$3.5M**

Nov 2024 Digital Ally, Inc. Other Technology **$3.0M**

Oct 2024 Super League Enterprise, Inc. Other Technology **$1.1M**

Sept 2024 SMX (Security Matters) Public Ltd Co Other Technology **$5.3M**

Sept 2024 Laconic Infrastructure Partners Inc. Environmental Services **$370k**

Sept 2024 Laser Photonics Corp Other Technology **$3.0M**

Sept 2024 Serve Robotics Inc. /DE/ Other Technology **$5.0M**

Aug 2024 Greenlane Holdings, Inc. Retailing **$6.5M**

Aug 2024 Solar Tech Energy Systems, Inc. Other Energy **$1.1M**

Aug 2024 Serve Robotics Inc. /DE/ Other Technology **$15M**

Aug 2024 Prometheum, Inc. Other Banking and Financial Services **-**

Jul 2024 Super League Enterprise, Inc. Other Technology **$1.8M**

Jul 2024 Digital Ally, Inc. Other Technology **$3.0M**

Feb 2024 DarioHealth Corp. Other Technology **$22M**

Feb 2024 Jeffs' Brands Ltd Retailing **$7.3M**

Feb 2024 Clearmind Medicine Inc. Biotechnology **$2.4M**

Dec 2023 Super League Enterprise, Inc. Other Technology **$5.4M**

Nov 2023 Momentis Surgical Ltd. Other Health Care **$628k**

Nov 2023 Aerami Therapeutics Holdings, Inc. Other Health Care **$1.0M**

Nov 2023 Psudo Inc. Other **$150k**

Oct 2023 Aquyre Biosciences, Inc. Agents: More than five (5) Associated Persons Biotechnology **$3.2M**

Oct 2023 SciSparc Ltd. Pharmaceuticals **$5.0M**

Aug 2023 Laconic Infrastructure Partners Inc. Energy Conservation **$6.4M**

Aug 2023 Serve Robotics Inc. /DE/ Other Technology **$11M**

Jul 2023 Rail Vision Ltd. Other Technology **$3.0M**

Jul 2023 Rail Vision Ltd. Other Technology **$3.0M**

May 2023 Sunshine Biopharma, Inc Pharmaceuticals **$5.0M**

May 2023 Super League Gaming, Inc. Other Technology **$10M**

Apr 2023 ZoomCar, Inc. Other **$8.1M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Stifel, Nicolaus & Company Incorporated** 2 rounds together](https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated)[**Ceros Financial Services, Inc.** 2 rounds together](https://millionrounds.com/providers/ceros-financial-services-inc)[**Eaton Partners LLC** 2 rounds together](https://millionrounds.com/providers/eaton-partners-llc)[**Laidlaw & Company (UK) Ltd.** 2 rounds together](https://millionrounds.com/providers/laidlaw-and-company-uk-ltd)[**Cowen and Company** 1 round together](https://millionrounds.com/providers/cowen-and-company)[**Clear Street LLC** 1 round together](https://millionrounds.com/providers/clear-street-llc)

## Founders who worked with them

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