# David Smith at Stifel Financial Corp.

> David Smith, Chief Financial Officer at Stifel Financial Corp.. 1 investment on record. The rounds they were named in and the filings that name them, each...

Source: https://millionrounds.com/person/david-smith (Millionrounds; every figure on the page links to its filing or article)

New York City, US · Angel

# David Smith

Chief Financial Officer at [Stifel Financial](https://millionrounds.com/fund/stifel-financial-corp)

Latest rounds

- **One On One** Seed · $750k Jun 2014

Backs *Media*

Profile summary

- **Rounds named:** 1 last Jun 2014
- **Filings:** 20 with regulators

What this record rests on

- ✓ **Named in rounds** 1 round name them
- ✓ **On filings** 20 filings with a regulator
- ✓ **Linked to a firm** At Stifel Financial
- **Claimed** Not claimed yet

Titles come from filings their firm signed.

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## The firm

[**Stifel Financial** VC firm · US **0** cheques in 12 months **1** all time **0** led quiet](https://millionrounds.com/fund/stifel-financial-corp)

## Rounds they were named in

- **Rounds:** 1
- **Led:** 0
- **Disclosed:** $750k
- **Active:** 2014

2014

- [One On One](https://millionrounds.com/company/one-on-one) *Seed* **$750k** *US* Jun 2014 Joined · +1 investor · historical

By stage

- Seed **1**

What they backed

Media **1**

Alongside

- Alexandra Fisher *1*

Rounds where a report named this person rather than a firm, matched on name: read it as a strong hint, not proof, since people share names.

## Companies they are listed as backing

Portfolio

- Charter Financial Publishing Network

## Where they are named on record

Filings

- SEC Form D · Private Equity fund **[First Person Capital](https://millionrounds.com/fund/first-person-capital)** Manager of the General Partner of the Issuer. since 2025
- SEC Form D · Company raising **SALUCRO HEALTHCARE SOLUTIONS, LLC** Manager of Issuer since 2024
- SEC Form D · Company raising **Insight Voting, Inc.** Executive Officer since 2023
- SEC Form D · Company raising **Filter Labs, Inc.** Executive Officer since 2023
- SEC Form D · Company raising **LifeLabs Learning Management Holdco LLC** Board Member of Managing Member since 2023
- SEC Form D · Company raising **LifeLabs Learning LLC** Manager since 2023
- SEC Form D · Company raising **Endolumik, Inc.** Executive Officer since 2023
- SEC Form D · Company raising **AQUA YIELD OPERATIONS, INC.** Director since 2022
- SEC Form D · Company raising **OC Marconi Investment LLC** Operating Manager of Manager since 2022
- SEC Form D · Company raising **Flying Nickel Mining Corp.** Independent Director since 2021
- SEC Form D · Company raising **Silver Elephant Mining Corp.** Director since 2020
- SEC Form D · Company raising **CODEXIS, INC.** Director since 2019
- SEC Form D · Company raising **DELTA CHASE, LLC** Executive Officer, Promoter on 2 filings · since 2018
- SEC Form D · Company raising **Dynamis Pharmaceuticals, Inc.** Executive Chairman since 2018
- SEC Form D · Company raising **ArTara Therapeutics, Inc.** Executive Officer since 2018
- SEC Form D · Company raising **Armada Logistics, Inc.** Director since 2017
- SEC Form D · Company raising **Alertsense, Inc.** Executive Officer since 2017
- SEC Form D · Company raising **Roundtable Energy Holdings, LLC** Senior Reservoir Engineer since 2017
- SEC Form D · Company raising **PA Cannabis, LLC** Executive Officer since 2017
- SEC Form D · Company raising **Planetary Network Technologies, Inc.** Director on 3 filings · since 2016

Each row is a document a firm filed with a regulator: somebody signed it, and it carries a date.

## Also at Stifel Financial

- [**Brad Wilson** Co-Chair, Future of Care Economy, Centre for the New Economy and Society *1 round*](https://millionrounds.com/person/brad-wilson)
- [**John Russell** Senior Vice President/investments, Branch Manager *1 round*](https://millionrounds.com/person/john-russell-5)
- [**Michael Gordon** Co-Founder & CEO *1 round*](https://millionrounds.com/person/michael-gordon-2)
- [**Robert Mason** Managing Member *1 round*](https://millionrounds.com/person/robert-mason)
- [**Adam Oestreich** First Vice President/investments - Stifel *0 rounds*](https://millionrounds.com/person/adam-oestreich)
- [**Andrew Peterson** Co-Founder and CEO *0 rounds*](https://millionrounds.com/person/andrew-peterson)
- [**Anthony Lewis** Vice President, Alternative Investments *0 rounds*](https://millionrounds.com/person/anthony-lewis)
- [**Benjamin Akande** Senior Vice President, Chief Corporate Responsibility Officer (Ccro) *0 rounds*](https://millionrounds.com/person/benjamin-akande)

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