# QVT Financial LP: portfolio, investments and team

> QVT Financial LP is a family office based in United States. 12 investments on record, latest Sept 2015. Portfolio, stages, co-investors and team.

Source: https://millionrounds.com/fund/qvt-financial-lp (Millionrounds; every figure on the page links to its filing or article)

United States · [Investor](https://millionrounds.com/investors)

# QVT Financial LP

Last cheque observed Sep 2015. Silence since then is not evidence of inactivity: our sources miss unannounced rounds.

Email

Quiet Family office

Series C Series D Series A Biotech Healthcare Technology

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Cheques on record

**0%** of best year **0** **cheques in 12 months**, 12 on record

Since the last cheque **4059** days **00** hrs **00** min **00** sec

Median round **$34M** Rounds led **0 of 12** Sole investor **1 rounds** Exits **1 from the portfolio** Mostly in **United States, 75%**

Pitch QVT Financial LP

## QVT Financial LP highlights

- 01 12 rounds on record
- 02 Mostly Series C and Series D: 56% of its rounds
- 03 Sole investor in 1 rounds, median $20M
- 04 1 exits from the portfolio

## What they do

> QVT Family Office - Home From their own website

- **Type:** Family office
- **Cheque size:** Not stated
- **Sectors:** Biotech Healthcare Technology
- **Based in:** New York, United States
- **Cold pitches:** Not stated

## The record

Every round we can evidence, newest first **12 appearances**

- **2015** 3 rounds
- **Sept** **[Akari Therapeutics](https://millionrounds.com/company/akari-therapeutics)** GB **$75M** With 6 others
- **Sept** **[AveXis](https://millionrounds.com/company/avexis)** Series D · US **$65M** With 11 others
- **May** **[REGENXBIO](https://millionrounds.com/company/regenxbio)** Series D · US **$71M** With 12 others
- **2014** 2 rounds
- **Dec** **[Palatin Technologies](https://millionrounds.com/company/palatin-technologies)** US **$20M** Sole investor
- **Sept** **[Adaptimmune](https://millionrounds.com/company/adaptimmune)** Series A · GB **$104M** With 12 others
- **2013** 2 rounds
- **Nov** **[Innate Pharma](https://millionrounds.com/company/innate-pharma)** Growth · FR · biospace.com **$26M** With 1 other
- **Nov** **[Ocera Therapeutics](https://millionrounds.com/company/ocera-therapeutics)** Venture · US · fiercebiotech.com **$28M** With 7 others
- **2008** 1 round
- **Apr** **[Concert Pharmaceuticals](https://millionrounds.com/company/concert-pharmaceuticals)** Series C · US **$37M** With 11 others
- **2007** 1 round
- **Oct** **[Acceleron Pharma](https://millionrounds.com/company/acceleron-pharma)** Series C · US · masshightech.com **$31M** With 2 others
- **2006** 3 rounds
- **Nov** **[Concert Pharmaceuticals](https://millionrounds.com/company/concert-pharmaceuticals)** Series B · US · concertpharma.com **$49M** With 7 others
- **Jul** **[Concert Pharmaceuticals](https://millionrounds.com/company/concert-pharmaceuticals)** Series A · US · concertpharma.com **$10M** With 4 others
- **May** **[WireImage](https://millionrounds.com/company/wireimage)** Series C · US · sbe.com **$15M** With 3 others

An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.

## The team

Named by the firm itself, on a filing, its Form ADV or its company registration **7 named**

AP **Arthur Paishih Chu** Limited Partner i Form ADV

DA **Daniel Allen Gold** Chief Executive Officer; Limited Partner i Form ADV

MS **Margaret Sarah Eisner** Chief Compliance Officer i Form ADV

MG **Michael Gat** General Counsel i Form ADV

ND **Nicholas David Stupnick Brumm** Limited Partner i Form ADV

TC **Tracy Chuin Fu** Limited Partner i Form ADV

VA **Victor Andrew Kaiser-Pendergrast** Chief Operating Officer i Form ADV

We also hold **9** people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.

## What the register says

From the firm's own filings with the SEC, which it must file accurately by law

**$1.8B** assets it manages Oct 2026

**Registered** investment adviser full reporting to the SEC

- **Legal name:** QVT Financial LP
- **SEC number:** CRD 156508

Funds on its Form ADV

**34** private funds, **$2.2B** in gross assets · filed Mar 2024

Friends & family private fun **18** Friends & family fund **6** Hedge **3**

- QVT Family Office Fund L.P. *Hedge* 40 investors $659M
- QVT ROIV HLDGS Offshore LTD. *Private equity* 100 investors $391M
- QVT Financial Investment Cayman LTD. *Partner private fund* 10 investors $278M
- QVT Deferred Compensation Holdings LTD. *Employee private fund* 30 investors $211M
- QVT Financial Investment L.P. *Partner private fund* 4 investors $172M
- QVT ROIV HLDGS Onshore LTD. *Private equity* 45 investors $140M
- QVT SLV Offshore II L.P. *Hedge* 280 investors $46M
- Fourth Avenue FF Opportunities L.P. - Series 3 *Friends & family fund* 5 investors $40M
- Fourth Avenue FF Opportunities L.P. - Series J *Friends & family private fun* 10 investors $35M
- Fourth Avenue FF Opportunities L.P. - Series E *Friends & family private fun* 2 investors $35M

And 24 more on the filing.

## Exits from the portfolio

Companies it backed that were later bought or listed **1 in all**

**[WireImage](https://millionrounds.com/company/wireimage)** Bought by [Getty Images](https://millionrounds.com/fund/getty-images) **$202M** Apr 2007

An exit counts when it came after the firm's first round in the company. From historical deal records.

## The cheque

Series C Series D Series A

Median round joined **$34M** the round, not its cheque Alone, median **$20M**

Led 0 of 12 rounds **0%**

- **Sole investor:** 1 rounds
- **Last cheque:** Sept 2015
- **Exits:** 1 from the portfolio

Rounds by stage said on their site

- Series C *3*
- Series D *2*
- Series A *2*
- Series B *1*
- Growth *1*

Cheques by year Led Joined

2006 2015

Often in the room with

- [Foresite Capital](https://millionrounds.com/fund/forsite-capital) 4
- [Three Arch Partners](https://millionrounds.com/fund/three-arch-partners) 4
- [Venrock](https://millionrounds.com/fund/venrock) 4
- [Brookside Capital](https://millionrounds.com/fund/brookside-capital) 3
- [Deerfield](https://millionrounds.com/fund/deerfield) 3
- [Greylock](https://millionrounds.com/fund/greylock-partners) 3

**Pitching QVT Financial LP?** Put them on your fundraising board with this record on the card, and follow them to hear when they write a new cheque.

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## Who they invest alongside

The investors most often in the same rounds as QVT Financial LP. A count of rooms they were both in, not a relationship either has claimed.

[**Foresite Capital** Private equity **4** rounds together](https://millionrounds.com/fund/forsite-capital)[**Three Arch Partners** Growth equity **4** rounds together](https://millionrounds.com/fund/three-arch-partners)[**Venrock** VC firm **4** rounds together](https://millionrounds.com/fund/venrock)[**Brookside Capital** Hedge fund **3** rounds together](https://millionrounds.com/fund/brookside-capital)[**Deerfield** VC firm **3** rounds together](https://millionrounds.com/fund/deerfield)[**Greylock** VC firm **3** rounds together](https://millionrounds.com/fund/greylock-partners)[**RA Capital Management** Private equity **3** rounds together](https://millionrounds.com/fund/ra-capital-management)[**Skyline Ventures** VC firm **3** rounds together](https://millionrounds.com/fund/skyline-ventures)[**TVM Capital** Private equity **3** rounds together](https://millionrounds.com/fund/tvm-capital-life-science)[**Adage Capital Management** Asset manager **2** rounds together](https://millionrounds.com/fund/adage-capital-management)[**F-Prime Capital** VC firm **2** rounds together](https://millionrounds.com/fund/f-prime)[**Flagship Pioneering, LLC** VC firm **2** rounds together](https://millionrounds.com/fund/flagship-pioneering-llc)

## Quick answers about QVT Financial LP

### What does QVT Financial LP invest in?

QVT Financial LP invests most often at Series C and Series D (56% of the rounds on record), in sectors such as Biotech, Healthcare and Technology.

### How active is QVT Financial LP?

12 investments on record, 0 of them in the last 12 months. The most recent was in Sept 2015.

### How big are QVT Financial LP's cheques?

The median round it joins is $34M.

### Does QVT Financial LP lead rounds?

Rarely, if at all: none of its 12 investments on record names it as the lead.

### Where does QVT Financial LP invest?

Most of the companies it backs are in the United States (75%), the United Kingdom (17%) and France (8%).

### Is QVT Financial LP investing now?

No investments in the last 12 months; the latest was in Sept 2015.

### Who does QVT Financial LP invest alongside?

Most often Foresite Capital (4 rounds together), Three Arch Partners (4 rounds together) and Venrock (4 rounds together).

### What kind of investor is QVT Financial LP?

QVT Financial LP is a family office based in New York, United States.

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