# Pennington Partners & Co: portfolio, investments and team > Pennington Partners & Co is a family office based in United States. 13 investments on record, latest Mar 2015. Portfolio, stages, co-investors and team. Source: https://millionrounds.com/fund/pennington-partners-and-co (Millionrounds; every figure on the page links to its filing or article) United States · [Investor](https://millionrounds.com/investors) # Pennington Partners & Co Last cheque observed Mar 2015. Silence since then is not evidence of inactivity: our sources miss unannounced rounds. Email Quiet Family office Buyout Seed Series A Cleantech Impact Investing Project Management Follow Pennington Partners & Co and see its new cheques in your feed. [Start following](https://millionrounds.com/login?join=1&why=follow&next=%2Ffund%2Fpennington-partners-and-co) Cheques on record **0%** of best year **0** **cheques in 12 months**, 13 on record Since the last cheque **4254** days **00** hrs **00** min **00** sec Median round **$10M** Rounds led **0 of 13** Sole investor **3 rounds** Exits **1 from the portfolio** Mostly in **United States, 92%** Pitch Pennington Partners & Co ## Pennington Partners & Co highlights - 01 13 rounds on record - 02 Mostly Series A and Series B: 55% of its rounds - 03 Sole investor in 3 rounds, median $18M - 04 1 exits from the portfolio ## What they do > Our Multi-Family Office addresses the challenges inherent in the traditional family office From their own website - **Type:** Family office - **Cheque size:** Not stated - **Stages:** Buyout Seed Series A Series B - **Sectors:** Cleantech Impact Investing Project Management - **Based in:** Washington, United States - **Cold pitches:** Not stated ## The record Every round we can evidence, newest first **13 appearances** - **2015** 1 round - **Mar** **[Signum Instruments](https://millionrounds.com/company/signum-instruments)** US **Undisclosed** Sole investor - **2014** 1 round - **Jun** **[GeoDigital](https://millionrounds.com/company/geodigital)** CA **$5.8M** With 3 others - **2013** 1 round - **Aug** **[Zahroof Valves](https://millionrounds.com/company/zahroof-valves)** Growth · US · finsmes.com **Undisclosed** Sole investor - **2012** 1 round - **Aug** **[Lehigh Technologies](https://millionrounds.com/company/lehigh-technologies)** Venture · US · finsmes.com **$16M** With 3 others - **2010** 1 round - **Oct** **[Community Energy](https://millionrounds.com/company/community-energy)** Series A · US · fis.dowjones.com **$4.0M** With 1 other - **2009** 2 rounds - **Dec** **[TPI Composites](https://millionrounds.com/company/tpi-composites)** Series B · US · tpicomposites.com **$26M** With 4 others - **Apr** **[Southwest Windpower](https://millionrounds.com/company/southwest-windpower)** Series C · US · pehub.com **$10M** With 5 others - **2007** 6 rounds - **Dec** **[groSolar](https://millionrounds.com/company/grosolar)** Series B · US **$10M** With 2 others - **Oct** **[TPI Composites](https://millionrounds.com/company/tpi-composites)** Series A · US **$22M** With 2 others - **Jul** **[DynaPump](https://millionrounds.com/company/dynapump)** Series C · US **$12M** With 2 others - **Jul** **[XunLight](https://millionrounds.com/company/xunlight)** Series A · US **$7.0M** With 1 other - **May** **[Southwest Windpower](https://millionrounds.com/company/southwest-windpower)** Series B · US **$6** With 3 others - **Jan** **[Lehigh Technologies](https://millionrounds.com/company/lehigh-technologies)** Venture · US **$18M** Sole investor An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor. ## The team Named by the firm itself, on a filing, its Form ADV or its company registration **4 named** BR **Brian Richard Gaister** Chief Executive Officer / Managing Member i Form ADV GA **Guy Anthony Scott** Chief Compliance Officer i Form ADV RJ **Rodd Jeffrey Macklin** Member i Form ADV SG **Samuel Gary Rose** Member i Form ADV We also hold **37** people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them. ## What the register says From the firm's own filings with the SEC, which it must file accurately by law **$5.1B** assets it manages Oct 2026 **Registered** investment adviser full reporting to the SEC - **Legal name:** PENNINGTON PARTNERS & CO., LLC - **SEC number:** CRD 282688 Funds on its Form ADV **9** private funds, **$302M** in gross assets · filed Oct 2024 Private equity **4** Real estate **2** Hedge **1** - PTM Partners Opportunity ZONE Fund I, L.P. *Real estate* 88 investors $100M - Pennington Alternative Income IDF, L.P. *Private equity* 1 investor $78M - Pennington Real Estate Partners OZF, L.P. *Real estate* 5 investors $56M - Pennington Appreciation Fund, L.P. *Private equity* 27 investors $27M - Pennington Alternative Income Fund, L.P. *Hedge* 24 investors $22M - PTM Partners Opportunity ZONE Fund III, L.P. *Private equity* 35 investors $8.1M - Atomizer LXIV, A Series of Atomizer LLC *Special purpose vehicle* 33 investors $4.4M - Pennington Private Access, L.P. *Private equity* 17 investors $4.2M - Pennington Liquidity Fund, L.P. *Liquidity* 11 investors $1.3M ## Exits from the portfolio Companies it backed that were later bought or listed **1 in all** **[Southwest Windpower](https://millionrounds.com/company/southwest-windpower)** Bought by XZERES **Undisclosed** Jul 2013 An exit counts when it came after the firm's first round in the company. From historical deal records. ## The cheque Buyout Seed Series A Median round joined **$10M** the round, not its cheque Alone, median **$18M** Led 0 of 13 rounds **0%** - **Sole investor:** 3 rounds - **Last cheque:** Mar 2015 - **Exits:** 1 from the portfolio Rounds by stage said on their site - Series A said *3* - Series B said *3* - Series C *2* - Venture *2* - Growth *1* - Buyout said *-* - Seed said *-* Cheques by year Led Joined 2007 2015 Often in the room with - [Chevron Technology Ventures](https://millionrounds.com/fund/chevron-technology-ventures) 3 - [Angeleno Group](https://millionrounds.com/fund/angeleno-group) 2 - [Element Partners](https://millionrounds.com/fund/element-partners) 2 - [Emerald Technology Ventures](https://millionrounds.com/fund/emerald-technology-ventures) 2 - [Landmark Growth Capital Partners](https://millionrounds.com/fund/landmark-growth-capital-partners) 2 - [RockPort Capital](https://millionrounds.com/fund/rockport-capital) 2 **Pitching Pennington Partners & Co?** Put them on your fundraising board with this record on the card, and follow them to hear when they write a new cheque. Add to your CRM *→* ## Who they invest alongside The investors most often in the same rounds as Pennington Partners & Co. A count of rooms they were both in, not a relationship either has claimed. [**Chevron Technology Ventures** Corporate VC **3** rounds together](https://millionrounds.com/fund/chevron-technology-ventures)[**Angeleno Group** VC firm **2** rounds together](https://millionrounds.com/fund/angeleno-group)[**Element Partners** Investment firm **2** rounds together](https://millionrounds.com/fund/element-partners)[**Emerald Technology Ventures** VC firm **2** rounds together](https://millionrounds.com/fund/emerald-technology-ventures)[**Landmark Growth Capital Partners** Investment firm **2** rounds together](https://millionrounds.com/fund/landmark-growth-capital-partners)[**RockPort Capital** VC firm **2** rounds together](https://millionrounds.com/fund/rockport-capital)[**SJF Ventures** VC firm **2** rounds together](https://millionrounds.com/fund/sjf-ventures) ## Quick answers about Pennington Partners & Co ### What does Pennington Partners & Co invest in? Pennington Partners & Co invests most often at Series A and Series B (55% of the rounds on record), in sectors such as Cleantech, Impact Investing and Project Management. ### How active is Pennington Partners & Co? 13 investments on record, 0 of them in the last 12 months. The most recent was in Mar 2015. ### How big are Pennington Partners & Co's cheques? The median round it joins is $10M. ### Does Pennington Partners & Co lead rounds? Rarely, if at all: none of its 13 investments on record names it as the lead. ### Where does Pennington Partners & Co invest? Most of the companies it backs are in the United States (92%) and Canada (8%). ### Is Pennington Partners & Co investing now? No investments in the last 12 months; the latest was in Mar 2015. ### Who does Pennington Partners & Co invest alongside? Most often Chevron Technology Ventures (3 rounds together), Angeleno Group (2 rounds together) and Element Partners (2 rounds together). ### What kind of investor is Pennington Partners & Co? Pennington Partners & Co is a family office based in Washington, United States. ## Raising now? Find the investors who back rounds like yours, and keep every conversation on one fundraising board. Find similar investorsOpen your CRM Built from the rounds we watched, its filings and its own website, refreshed every night. [How we count](https://millionrounds.com/methodology) · [Report a correction](https://millionrounds.com/corrections?slug=pennington-partners-and-co) · [Is this your firm? Claim it](https://millionrounds.com/claim?org=pennington-partners-and-co)