# Northern Trust: portfolio, investments and team

> Northern Trust is a growth equity based in United States. 1 investment on record, latest Apr 2015. Portfolio, stages, co-investors and team.

Source: https://millionrounds.com/fund/northern-trust (Millionrounds; every figure on the page links to its filing or article)

United States · [Investor](https://millionrounds.com/investors)

# Northern Trust

Last cheque observed Apr 2015. Silence since then is not evidence of inactivity: our sources miss unannounced rounds.

Quiet New fund $100M, Mar 2014 Growth equity

Series D Enterprise Software Mobile Impact Investing

Cheques on record

**0%** of best year **0** **cheques in 12 months**, 1 on record

Since the last cheque **4214** days **00** hrs **00** min **00** sec

Median round **$95M** Rounds led **0 of 1**

Pitch Northern Trust

## Northern Trust highlights

- 01 1 rounds on record
- 02 Mostly Series D: 100% of its rounds

## What they do

- **Type:** Growth equity (from a list, unverified)
- **Cheque size:** Not stated
- **Sectors:** Enterprise Software Mobile Impact Investing
- **Based in:** Chicago, United States
- **Cold pitches:** Not stated

## The record

Every round we can evidence, newest first **1 appearances**

- **2015** 1 round
- **Apr** **[Docker](https://millionrounds.com/company/docker)** Series D · US **$95M** With 9 others

An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.

## The team

Named by the firm itself, on a filing, its Form ADV or its company registration **24 named**

AC **Adam Charles Searle Hallsworth** Chief Financial Officer i Form ADV

AW **Alan W. Robertson** Executive Officer of Northern Trust Global Advisors, Inc., the Trustee i Filing they signed

AK **Allison K. Fraser** Executive Officer i Filing they signed

AS **Andrew S.C. Smith** Executive Officer i Filing they signed

AG **Angelo George Manioudakis** Executive Vice President/Chief Investment Officer/Director i Form ADV

AK **Archana Kumar** Executive Vice President/Chief Operating Officer/Director i Form ADV

BS **Bimal Shah** Director i Form ADV

BS **Bradford S. Adams** Senior Vice President i Filing they signed

BM **Bradley M. Dorchinez** Executive Officer, Promoter i Filing they signed

CE **Christopher E. Vella** SENIOR VICE PRESIDENT OF NORTHERN TRUST INVESTMENTS, INC. i Filing they signed

CR **Craig Richard Carberry** Executive Officer i Filing they signed

DE **Daniel Ernesto Gamba** Chairman/President/Chief Executive Officer/Director i Form ADV

DK **Darlene K. Chappell** Executive Officer i Filing they signed

DC **David Charles Blowers** Director i Form ADV

DK **David K. McHugh** Executive Officer i Filing they signed

DA **Debra Ann Griewahn** Chief Compliance Officer i Form ADV

DF **Derek F. Jewusiak** Executive Officer i Filing they signed

FE **Frances Emelia Mary Mcilrath** Chief Compliance Officer i Form ADV

JD **James D. McDonald** Executive Officer i Filing they signed

JD **James David Rippey** Director i Form ADV

JD **John D. Skjervam** Executive Officer i Filing they signed

JM **John Martin Mccareins** Chief Executive Officer i Form ADV

JV **Jon Vincent Cherry** President i Form ADV

JW **Joseph Wallace Mcinerney** Executive Officer of Northern Trust Global Advisors, Inc., the Trustee i Filing they signed

We also hold **245** people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.

## What the register says

From the firm's own filings with the SEC, which it must file accurately by law

**$1455B** assets it manages, 3 advisers combined Oct 2026

**Registered** investment adviser full reporting to the SEC

- **Legal name:** Northern Trust Securities, Inc.
- **SEC number:** CRD 7927

Funds on its Form ADV

**9** private funds, **$1.4B** in gross assets · filed Oct 2024

Multi advisor fund **5** Multi adviser fund **3** Hedge **1**

- Multi-Advisor Funds Global Equity Fund-Generation Investment Management US LLP *Hedge* 251 investors $500M
- Multi-Advisor Funds Global Emerging Markets Equity Fund - Axiom Investors *Multi advisor fund* 229 investors $205M
- Multi-Advisor Funds Covered CALL Equity Income Fund *Multi adviser fund* 214 investors $200M
- Multi-Advisor Funds Concentrated High Yield and Leveraged LOAN Fund MAF *Multi advisor fund* 174 investors $189M
- Multi-Advisor Funds-Global Emerging Markets Fund *Multi advisor fund* 85 investors $126M
- Multi-Advisor Funds Emerging Markets Growth Fund *Multi adviser fund* 115 investors $67M
- Multi-Advisor Funds International Equity Value Fund *Multi advisor fund* 29 investors $56M
- Multi-Advisor Funds Global Sustainable Infrastructure Fund *Multi adviser fund* 14 investors $56M
- Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLC *Multi advisor fund* 36 investors $49M

## Companies it bought

Acquisitions by the firm itself

**Aviate Global** **Undisclosed** Dec 2015

**Omnium LLC** **Undisclosed** May 2011

New fund on file

**$100M**

raised in Mar 2014

From its SEC filing, not a journalist: a firm that has just raised has money to deploy.

## The cheque

Series D

Median round joined **$95M** the round, not its cheque

Led 0 of 1 rounds **0%**

- **Sole investor:** Never alone
- **Last cheque:** Apr 2015

Rounds by stage said on their site

- Series D *1*

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## Quick answers about Northern Trust

### What does Northern Trust invest in?

Northern Trust invests most often at Series D (100% of the rounds on record), in sectors such as Enterprise Software, Mobile and Impact Investing.

### How active is Northern Trust?

1 investments on record, 0 of them in the last 12 months. The most recent was in Apr 2015.

### How big are Northern Trust's cheques?

The median round it joins is $95M.

### Is Northern Trust investing now?

No investments in the last 12 months; the latest was in Apr 2015.

### What kind of investor is Northern Trust?

Northern Trust is a growth equity firm based in Chicago, United States.

### How much does Northern Trust manage?

About $1455B, as regulatory assets under management, 3 advisers added together (Oct 2026).

### Has Northern Trust raised a new fund?

Its latest fund filing with the SEC was in Mar 2014, reporting $100M raised.

### When was Northern Trust founded?

Northern Trust was founded in 1889.

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