# Neuberger Berman: portfolio, investments and team > Neuberger Berman is a private equity based in United Arab Emirates. 6 investments on record, 1 in the last 12 months, latest Sept 2026. Source: https://millionrounds.com/fund/neuberger-berman (Millionrounds; every figure on the page links to its filing or article) United Arab Emirates · [Investor](https://millionrounds.com/investors) # Neuberger Berman Last cheque observed Sep 2026; 6 cheques on record. Deploying now New fund $3.0M, Oct 2026 Private equity Growth Debt Series B Deploying now **50%** of best year **1** **cheques in 12 months**, 6 on record Since the last cheque **39** days **00** hrs **00** min **00** sec Median round **$283M** Rounds led **2 of 6** Mostly in **United States, 83%** Pitch Neuberger Berman ## Neuberger Berman highlights - 01 1 cheques in the last 12 months - 02 Mostly Growth and Debt: 60% of its rounds - 03 Led 2 rounds ## What they do > Filed 6 private fund offerings with the SEC, the most recent in 2022-03 From their own website - **Type:** Private equity (from a list, unverified) - **Cheque size:** Not stated - **Based in:** CHICAGO, United Arab Emirates - **Cold pitches:** Not stated ## The record Every round we can evidence, newest first **6 appearances** - **2026** 1 round - **Sept** **[Groq](https://millionrounds.com/company/groq)** Growth · US · Firms' own news pages **$750M** With 5 others - **2025** 2 rounds - **Oct** **[Upgrade](https://millionrounds.com/company/upgrade)** Growth · US · TechStartups **$165M** *Led* - **Sept** **[Addi](https://millionrounds.com/company/addi)** Debt · CO · LatamList **$50M** With 1 other - **2023** 1 round - **Nov** **[GenNx360 Capital Partners](https://millionrounds.com/company/gennx360-capital-partners)** US · Firms' own news pages **$400M** *Led* - **2015** 2 rounds - **Apr** **[Prosper](https://millionrounds.com/company/prosper)** Venture · US **$165M** With 6 others - **Mar** **[Lookingglass Cyber Solutions](https://millionrounds.com/company/lookingglass-cyber-solutions)** Series B · US **$20M** With 2 others An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor. ## The team Named by the firm itself, on a filing, its Form ADV or its company registration **24 named** AJ **Alvin Joyue Hui** Director i Form ADV AF **Anne Faris Brennan** Director and Managing Director i Form ADV AD **Anthony David Tutrone** Chief Executive Officer i Form ADV AK **Ashok Kumar Bhatia** Chief Investment Officer Fixed Income and Director of Manager i Filing they signed BJ **Barry J Giarraputo** Chief Financial Officer - Alternatives i Form ADV BE **Brad Elliot Cetron** Chief Compliance Officer - Head of Compliance and Managing Director i Form ADV BT **Bradley Tank** Director i Filing they signed BR **Brandon Robinson** Managing Director of the General Partner i Filing they signed BL **Brian Lord** Chief Compliance Officer, Assistant Secretary and Senior Vice President i Form ADV BP **Brien Patrick Smith** President i Form ADV CJ **Cameron J. Vail** Managing Director of the General Partner, SALI Fund Partners, LLC i Filing they signed DK **David Kupperman** Executive Officer i Filing they signed DR **Deborah Reidy** Independent Director i Form ADV DK **Douglas Kramer** Director i Filing they signed GC **Gabe Cahill** Senior Vice President of the GP of the GP i Filing they signed GC **Gabriel Cahill** Managing Director of the General Partner i Filing they signed GA **Grainne Alexander** Independent Director i Form ADV HP **Heather P. Zuckerman** Managing Director of the General Partner i Filing they signed IH **Ian Haas** Executive Officer i Filing they signed IB **Irina Babushkina** Senior Vice President of the General Partner i Filing they signed JD **J. Douglas Kramer** Managing Director of the General Partner i Filing they signed JC **James Charles Frazer Harvey** Director i Form ADV JC **Jason Christopher Davenant Henchman** Director i Form ADV JJ **Jason Joseph Fightmaster** Director i Filing they signed We also hold **57** people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them. ## What the register says From the firm's own filings with the SEC, which it must file accurately by law **$730B** assets it manages, 11 advisers combined Oct 2026 **Registered** investment adviser full reporting to the SEC - **Legal name:** Neuberger Berman ASIA Limited - **SEC number:** CRD 2908 Funds on its Form ADV **248** private funds, **$90B** in gross assets · filed Oct 2024 Private equity **136** Hedge **55** Securitised assets **53** - NB Secondary Opportunities Fund V L.P. *Private equity* 969 investors $5.2B - NB ILS Master Fund L.P. *Hedge* 148 investors $2.4B - NB Private DEBT Fund IV (A) L.P. *Private equity* 142 investors $2.4B - NB Secondary Opportunities Fund IV L.P. *Private equity* 221 investors $2.3B - Homeward Opportunities Fund L.P. *Hedge* 11 investors $2.3B - NB Strategic Co-Investment Partners III Holdings L.P. *Private equity* 543 investors $2.0B - NB Credit Opportunities II Cayman L.P. *Private equity* 70 investors $2.0B - Almanac Realty Securities VIII, L.P. *Private equity* 63 investors $1.8B - NB Strategic Co-Investment Partners IV L.P. *Private equity* 445 investors $1.8B - NB AGI PE Portfolio II Fund L.P. *Private equity* 3 investors $1.7B And 238 more on the filing. Funds they back ## 2 fund commitments on record - **Managers:** 2 Every fund on record that it has committed money to, and the managers who invest it. Source: fund news. Managers it backs most - [GenNx360 Capital Partners 1 fund](https://millionrounds.com/fund/gennx360-capital-partners) - [Lightyear Capital 1 fund](https://millionrounds.com/fund/lightyear-capital) Most recent commitments - [GenNx360 Capital Partners GenNx360 Aerospace Fund, L.P.](https://millionrounds.com/fund/gennx360-capital-partners) - [Lightyear Capital Continuation Fund](https://millionrounds.com/fund/lightyear-capital) New fund on file **$3.0M** raised in Oct 2026 From its SEC filing, not a journalist: a firm that has just raised has money to deploy. ## The cheque Growth Debt Series B Median round joined **$283M** the round, not its cheque Led 2 of 6 rounds **33%** - **Sole investor:** Never alone - **Last cheque:** Sept 2026 Rounds by stage said on their site - Growth *2* - Debt *1* - Series B *1* - Venture *1* Cheques by month Led Joined Nov 2023 Oct 2026 **Pitching Neuberger Berman?** Put them on your fundraising board with this record on the card, and follow them to hear when they write a new cheque. Add to your CRM *→* ## Recently backed The latest companies Neuberger Berman put money into. [**Groq** $750M · Sept 2026](https://millionrounds.com/company/groq)[**Addi** $50M · Sept 2025](https://millionrounds.com/company/addi) ## On podcasts 3 episodes naming Neuberger Berman in the title, and 3 more that mention it. - [VC10X](https://millionrounds.com/podcasts/vc10x) 23 Jun 2026 · 42 min Allocator10x - The $600Bn Perspective: What Institutions Get Wrong About Risk, Diversification & AI - Jeffrey Blazek, co-CIO of Multi-Asset, Neuberger Berman ($600B+ AUM) Mentions [Neuberger Berman](https://millionrounds.com/fund/neuberger-berman) Apple PodcastsShow page - [How I Invest](https://millionrounds.com/podcasts/how-i-invest) 13 Feb 2026 · 52 min E304: Co-CIO of Multi-Asset at Neuberger Berman on Mistakes Smart Investors Make Mentions [Neuberger Berman](https://millionrounds.com/fund/neuberger-berman) Apple PodcastsShow page - [Alt Goes Mainstream](https://millionrounds.com/podcasts/alt-goes-mainstream) 22 Nov 2023 · 60 min How Shannon Saccocia, the CIO of $67B AUM Neuberger Berman Private Wealth, thinks about the changing role of alternatives in client portfolios With [Shannon Saccocia](https://millionrounds.com/person/shannon-saccocia) Mentions [Neuberger Berman](https://millionrounds.com/fund/neuberger-berman) Apple PodcastsShow page ### Mentioned in - [Capital Allocators](https://millionrounds.com/podcasts/capital-allocators) 17 Nov 2025 · 1h 11m David Lyon – Hybrid Capital Solutions for Private Assets (EP.471) Apple PodcastsShow page - [Alt Goes Mainstream](https://millionrounds.com/podcasts/alt-goes-mainstream) 23 Oct 2024 · 1h 6m Blue Owl GP Strategic Capital's Sean Ward - transforming GP stakes into an industry Apple PodcastsShow page - [Invest Like the Best](https://millionrounds.com/podcasts/invest-like-the-best) 12 Jun 2018 · 1h 4m Michael Recce – Tim Cook’s Dashboard - [Invest Like the Best, EP.91] Apple PodcastsShow page ## Quick answers about Neuberger Berman ### What does Neuberger Berman invest in? Neuberger Berman invests most often at Growth and Debt (60% of the rounds on record). ### How active is Neuberger Berman? 6 investments on record, 1 of them in the last 12 months, and it led 2. The most recent was in Sept 2026. ### What has Neuberger Berman invested in recently? Its most recent investments on record: Groq (Growth, Sept 2026), Upgrade (Growth, Oct 2025) and Addi (Debt, Sept 2025). ### How big are Neuberger Berman's cheques? The median round it joins is $283M. ### Does Neuberger Berman lead rounds? Yes: it led 2 of its 6 investments on record (33%). ### Where does Neuberger Berman invest? Most of the companies it backs are in the United States (83%) and Colombia (17%). ### Is Neuberger Berman investing now? Yes: it is actively investing, with 1 investments in the last 12 months. ### What kind of investor is Neuberger Berman? Neuberger Berman is a private equity firm based in CHICAGO, United Arab Emirates. ## Raising now? 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