# Charles Schwab: portfolio, investments and team > Charles Schwab is a corporate vc based in United States. 9 investments on record, 3 in the last 12 months, latest Oct 2026. Source: https://millionrounds.com/fund/charles-schwab (Millionrounds; every figure on the page links to its filing or article) United States · [Investor](https://millionrounds.com/investors) # Charles Schwab Last cheque observed Oct 2026; 9 cheques on record. Email Corporate VC Deploying now Series B Series A Seed Chemical Oil And Gas Banking Follow Charles Schwab and see its new cheques in your feed. [Start following](https://millionrounds.com/login?join=1&why=follow&next=%2Ffund%2Fcharles-schwab) Deploying now **100%** of best year **3** **cheques in 12 months**, 9 on record Since the last cheque **10** days **00** hrs **00** min **00** sec Median round **$68M** Rounds led **0 of 9** Exits **2 from the portfolio** Mostly in **United States, 100%** Pitch Charles Schwab ## Charles Schwab highlights - 01 3 cheques in the last 12 months - 02 Mostly Series B and Series A: 88% of its rounds - 03 2 exits from the portfolio ## What they do - **Type:** Corporate VC (from a list, unverified) - **Cheque size:** Not stated - **Sectors:** Chemical Oil And Gas Banking - **Based in:** Westlake, United States - **Cold pitches:** Not stated ## The record Every round we can evidence, newest first **9 appearances** - **2026** 3 rounds - **Oct** **[Nevis](https://millionrounds.com/company/nevis)** Series B · US · Google News search **$70M** With 6 others - **Sept** **[TXSE Group](https://millionrounds.com/company/txse-group)** US · Ventureburn **$155M** With 5 others - **Apr** **[Wealth.com](https://millionrounds.com/company/wealth-com)** Series B · US · TechStartups **$65M** With 10 others - **2019** 1 round - **Dec** **[Alchemy](https://millionrounds.com/company/alchemy)** Seed · US · TechCrunch **$15M** With 8 others - **2012** 2 rounds - **Oct** **[justanswer.com](https://millionrounds.com/company/justanswer-com)** Series B · US · finsmes.com **$26M** With 3 others - **Jun** **[justanswer.com](https://millionrounds.com/company/justanswer-com)** Series A · US · techcrunch.com **$25M** With 2 others - **2008** 1 round - **Jun** **[CorrectNet](https://millionrounds.com/company/correctnet)** Series A · US · news.cnet.com **$370K** With 2 others - **2001** 2 rounds - **Dec** **[CorrectNet](https://millionrounds.com/company/correctnet)** Series A · US **$5.3M** With 2 others - **Nov** **[PostX](https://millionrounds.com/company/postx)** Series B · US **$11M** With 3 others An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor. ## The team Named by the firm itself, on a filing, its Form ADV or its company registration **8 named** CN **Charles Nichols** Managing Director and Broker Dealer & Investment Advisor Chief Compliance Officer i Form ADV DW **Dennis Willard Howard** Managing Director and Chief Information Officer i Form ADV JH **Jeffrey Harold Starr** Managing Director, and Operational Services and Principal Operations Officer i Form ADV JM **Jonathan M Craig** Director and Head of Investor Services and Marketing i Form ADV JS **Jonathan Scott Beatty** Managing Director - Head of Advisor Services i Form ADV MD **Michael Daniel Verdeschi** Managing Director and Chief Financial Officer and Principal Financial Officer, Director i Form ADV NK **Neesha K Hathi** Managing Director Head of Wealth & Advice Solutions i Form ADV RA **Richard Andrew Wurster** President, Director i Form ADV We also hold **12** people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them. ## What the register says From the firm's own filings with the SEC, which it must file accurately by law **More than $50 billion** assets it manages the band it reports **Registered** investment adviser full reporting to the SEC - **Legal name:** CHARLES SCHWAB & CO., INC. - **SEC number:** CRD 5393 ## Exits from the portfolio Companies it backed that were later bought or listed **2 in all** **[CorrectNet](https://millionrounds.com/company/correctnet)** Bought by [VistaOne](https://millionrounds.com/fund/vistaone) **Undisclosed** May 2011 **[PostX](https://millionrounds.com/company/postx)** Bought by IronPort Systems **Undisclosed** Nov 2006 An exit counts when it came after the firm's first round in the company. From historical deal records. ## Companies it bought Acquisitions by the firm itself **[Compliance 11](https://millionrounds.com/company/compliance-11)** **Undisclosed** Nov 2011 **[optionsXpress](https://millionrounds.com/company/optionsxpress)** **$100M** Sept 2011 **Windhaven Investment Management** **$150M** Nov 2010 ## The cheque Series B Series A Seed Median round joined **$68M** the round, not its cheque Led 0 of 9 rounds **0%** - **Sole investor:** Never alone - **Last cheque:** Oct 2026 - **Exits:** 2 from the portfolio Rounds by stage said on their site - Series B *4* - Series A *3* - Seed *1* Cheques by month Led Joined Dec 2023 Nov 2026 Often in the room with - [Charles R. Schwab](https://millionrounds.com/fund/charles-r-schwab) 2 - [Glynn Capital Management](https://millionrounds.com/fund/glynn-capital) 2 **Pitching Charles Schwab?** Put them on your fundraising board with this record on the card, and follow them to hear when they write a new cheque. Add to your CRM *→* ## Who they invest alongside The investors most often in the same rounds as Charles Schwab. A count of rooms they were both in, not a relationship either has claimed. [**Charles R. Schwab** VC firm **2** rounds together](https://millionrounds.com/fund/charles-r-schwab)[**Glynn Capital Management** VC firm **2** rounds together](https://millionrounds.com/fund/glynn-capital) ## Recently backed The latest companies Charles Schwab put money into. [**Nevis** $70M · Oct 2026](https://millionrounds.com/company/nevis)[**Wealth.com** $65M · Apr 2026](https://millionrounds.com/company/wealth-com)[**Alchemy** $15M · Dec 2019](https://millionrounds.com/company/alchemy) ## Books by the people here 3 books written by people at Charles Schwab: [Charles Schwab](https://millionrounds.com/person/charles-schwab). - Charles Schwab's Guide to Financial Independence: Simple Solutions for Busy People [Charles Schwab](https://millionrounds.com/person/charles-schwab) · 1997 3.69 from 116 ratings on Goodreads About the book When it comes to investing, most of us know where we'd like to be but not how to get there. We'd like nothing better than to sit down with an experienced professional who can guide us through the bewildering array of choices. Reading this easy-to-understand book is like having… On AmazonListen on Audible - Charles Schwab's New Guide to Financial Independence Completely Revised and Updated: Practical Solutions for Busy People [Charles Schwab](https://millionrounds.com/person/charles-schwab) · 2004 3.77 from 93 ratings on Goodreads About the book “There are dozens of primers on investing, but Schwab’s is straightforward and carefully organized.... The glimmers of his personal life are gems.... By now, Schwab is a financial brand name, and the lessons from his rich life make for good reading, and good investing.”, … On AmazonListen on Audible - You're Fifty-Now What?: Investing for the Second Half of Your Life [Charles Schwab](https://millionrounds.com/person/charles-schwab) · 2000 3.47 from 57 ratings on Goodreads About the book Think of a football game, a round of golf, a tennis match. Or think of a play, or an opera. Now think of the halfway mark in that event -- the halftime, the intermission -- when everyone takes a breather and wonders the same What's going to happen in the second half? We have… On AmazonListen on Audible - Find the books for what you are building, or how you invest. [Open the Reading List](https://millionrounds.com/reading-list) As an Amazon Associate we earn from qualifying purchases. ## On podcasts 1 episode naming Charles Schwab in the title, and 4 more that mention it. - [Business Breakdowns](https://millionrounds.com/podcasts/business-breakdowns) 20 Jul 2022 · 1h 7m Charles Schwab: The 8 Trillion Dollar Gorilla - [Business Breakdowns, EP. 66] Mentions [Charles Schwab](https://millionrounds.com/fund/charles-schwab) Apple PodcastsShow page ### Mentioned in - [Capital Allocators](https://millionrounds.com/podcasts/capital-allocators) 16 Jun 2025 · 54 min Bob Oros – RIA Perspective at Hightower (Private Wealth 7, EP.452) Apple PodcastsShow page - [Alt Goes Mainstream](https://millionrounds.com/podcasts/alt-goes-mainstream) 7 May 2025 · 1h 7m Constellation Wealth Capital's Karl Heckenberg - why there will be a $1T independent wealth management firm Apple PodcastsShow page - [The Twenty Minute VC](https://millionrounds.com/podcasts/20vc) 30 Sept 2022 · 34 min 20VC: Lessons from Alfred Lin and Ron Conway | Why the World Does Not Want Your Startup To Exist and How the Best Founders Fight It | How To Build Moats and Defensibility Against Large Incumbents with Tarek Mansour, Founder & CEO @ Kalshi Apple PodcastsShow page - [Capital Allocators](https://millionrounds.com/podcasts/capital-allocators) 27 Dec 2021 · 57 min #3: Katy Milkman – How to Change, EP..199 Apple PodcastsShow page ## Quick answers about Charles Schwab ### What does Charles Schwab invest in? Charles Schwab invests most often at Series B and Series A (88% of the rounds on record), in sectors such as Chemical, Oil And Gas and Banking. ### How active is Charles Schwab? 9 investments on record, 3 of them in the last 12 months. The most recent was in Oct 2026. ### What has Charles Schwab invested in recently? Its most recent investments on record: Nevis (Series B, Oct 2026), TXSE Group (Undisclosed round, Sept 2026) and Wealth.com (Series B, Apr 2026). ### How big are Charles Schwab's cheques? The median round it joins is $68M. ### Does Charles Schwab lead rounds? Rarely, if at all: none of its 9 investments on record names it as the lead. ### Where does Charles Schwab invest? Most of the companies it backs are in the United States (100%). ### Is Charles Schwab investing now? Yes: it is actively investing, with 3 investments in the last 12 months. ### Who does Charles Schwab invest alongside? Most often Charles R. Schwab (2 rounds together) and Glynn Capital Management (2 rounds together). ## Raising now? Find the investors who back rounds like yours, and keep every conversation on one fundraising board. Find similar investorsOpen your CRM Built from the rounds we watched, its filings and its own website, refreshed every night. [How we count](https://millionrounds.com/methodology) · [Report a correction](https://millionrounds.com/corrections?slug=charles-schwab) · [Is this your firm? Claim it](https://millionrounds.com/claim?org=charles-schwab)