# Caxton Associates: portfolio, investments and team

> Caxton Associates is a private equity based in United Kingdom. 2 investments on record, latest Sept 2010. Portfolio, stages, co-investors and team.

Source: https://millionrounds.com/fund/caxton-associates (Millionrounds; every figure on the page links to its filing or article)

United Kingdom · [Investor](https://millionrounds.com/investors)

# Caxton Associates

Last cheque observed Sep 2010. Silence since then is not evidence of inactivity: our sources miss unannounced rounds.

Quiet Private equity

Growth Biotechnology Medical Device

Cheques on record

**0%** of best year **0** **cheques in 12 months**, 2 on record

Since the last cheque **5879** days **00** hrs **00** min **00** sec

Median round **$41M** Rounds led **0 of 2**

Pitch Caxton Associates

## Caxton Associates highlights

- 01 2 rounds on record
- 02 Mostly Series C and Venture: 100% of its rounds

## What they do

- **Type:** Private equity (from a list, unverified)
- **Cheque size:** Not stated
- **Stages:** Growth
- **Sectors:** Biotechnology Medical Device
- **Based in:** MONACO, United Kingdom
- **Cold pitches:** Not stated

## The record

Every round we can evidence, newest first **2 appearances**

- **2010** 1 round
- **Sept** **[Anthera Pharmaceuticals](https://millionrounds.com/company/anthera-pharmaceuticals)** Venture · US · investor.anthera.com **$32M** With 1 other
- **2004** 1 round
- **Jan** **[Synta Pharmaceuticals](https://millionrounds.com/company/synta-pharmaceuticals)** Series C · US **$50M** With 5 others

An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.

## The team

Named by the firm itself, on a filing, its Form ADV or its company registration **5 named**

AM **Alexander Michael Underwood** General Counsel i Form ADV

AE **Andrew Eric Law** Chairman, Chief Executive Officer and Limited Partner i Form ADV

BS **Benjamin Stephan Ohly** Chief Compliance Officer i Form ADV

CL **Chanelle Lorraine Nicholls** Chief Financial Officer i Form ADV

MD **Matthew Duncan Wade** Chief Operating Officer, Chief Risk Officer and Limited Partner i Form ADV

We also hold **5** people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.

## What the register says

From the firm's own filings with the SEC, which it must file accurately by law

**$76B** assets it manages, 2 advisers combined Oct 2026

**Exempt** reporting adviser venture or small private funds

- **Legal name:** Caxton (monaco) S.a.m.
- **SEC number:** CRD 132823

Funds on its Form ADV

**6** private funds, **$26B** in gross assets · filed Mar 2024

- CX Global Advantage Limited *Hedge* 13 investors $6.8B
- CX Macro Limited *Hedge* 146 investors $6.6B
- Caxton International Limited *Hedge* 218 investors $5.2B
- CX Dynamis Limited *Hedge* 57 investors $4.9B
- CX Cadence Limited *Hedge* 4 investors $1.7B
- CX Intaglio Limited *Hedge* 2 investors $465M

## The cheque

Growth

Median round joined **$41M** the round, not its cheque

Led 0 of 2 rounds **0%**

- **Sole investor:** Never alone
- **Last cheque:** Sept 2010

Rounds by stage said on their site

- Series C *1*
- Venture *1*
- Growth said *-*

Cheques by year Led Joined

2004 2010

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## Quick answers about Caxton Associates

### What does Caxton Associates invest in?

Caxton Associates invests most often at Series C and Venture (100% of the rounds on record), in sectors such as Biotechnology and Medical Device.

### How active is Caxton Associates?

2 investments on record, 0 of them in the last 12 months. The most recent was in Sept 2010.

### How big are Caxton Associates's cheques?

The median round it joins is $41M.

### Is Caxton Associates investing now?

No investments in the last 12 months; the latest was in Sept 2010.

### What kind of investor is Caxton Associates?

Caxton Associates is a private equity firm based in MONACO, United Kingdom.

### How much does Caxton Associates manage?

About $76B, as regulatory assets under management, 2 advisers added together (Oct 2026).

### When was Caxton Associates founded?

Caxton Associates was founded in 1983.

### Where does this information on Caxton Associates come from?

From 1 articles and filings naming it in a round, public registers and its own website, checked and rebuilt every night.

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